Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 14 May 2024)
    • CF30 Customer (since 2 May 2024)
    • (271)Employed By (since 2 May 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Jun 2024)
    • CF30 Customer (11 Feb 2009 to 13 Jun 2024)
  • KBA FS Limited (no longer approved here)

    FRN 214995

    • (16)Employed By (14 Oct 2019 to 6 Jun 2025)
  • Irlam Estates Financial Services Limited (no longer approved here)

    FRN 221448

    • (1)Employed By (11 Feb 2009 to 14 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.