Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RICHARD WILLIS FINANCIAL CONSULTANTS LIMITED
FRN 471857
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 24 Nov 2025)
- Responsible for Insurance Distribution (since 24 Nov 2025)
- SMF3 Executive Director (since 24 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 12 Apr 2022)
- [FCA CF] Client dealing (12 Apr 2022 to 23 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
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