Joanne Christine Lloyd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Client dealing (since 16 Apr 2020)
    • [FCA CF] Material risk taker (1 Nov 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (16 Apr 2020 to 25 Feb 2021)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (3 Sep 2019 to 25 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Feb 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (3 Sep 2019 to 25 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Feb 2004 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (3 Sep 2019 to 16 Apr 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Apr 2020)
    • CF30 Customer (6 May 2009 to 6 Mar 2016)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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