Joanne Baxter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
    • CF30 Customer (29 Jul 2010 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jan 2023)
    • CF30 Customer (29 Jul 2010 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (3 Aug 2017 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (3 Aug 2017 to 3 Jan 2023)
    • CF30 Customer (29 Jul 2010 to 6 Mar 2016)
  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • CF30 Customer (5 Feb 2008 to 20 Apr 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Dec 2004 to 9 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.