Joanna Sanders

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Max Recovery Limited (no longer approved here)

    FRN 720206

    • Director of firm who is not a certification employee or a SMF manager (20 Nov 2024 to 19 Aug 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Aug 2021 to 1 Feb 2026)
    • [FCA CF] Manager of certification employee (17 Jul 2020 to 30 Sep 2025)
    • [FCA CF] Client dealing (6 Nov 2019 to 1 Feb 2026)
    • CF21 Investment Adviser (8 Aug 2005 to 9 May 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (10 Aug 2021 to 1 Feb 2026)
    • [FCA CF] Manager of certification employee (17 Jul 2020 to 30 Sep 2025)
    • [FCA CF] Client dealing (6 Nov 2019 to 1 Feb 2026)
    • CF21 Investment Adviser (29 Jan 2004 to 9 May 2006)
    • CF22 Investment Adviser (Trainee) (11 Feb 2003 to 29 Jan 2004)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (17 Jul 2020 to 12 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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