Joanna Rosalie Hall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Union Bancaire Privée (UK) Limited
FRN 119250
- Director of firm who is not a certification employee or a SMF manager (since 15 Dec 2022)
The Chorley and District Building Society
FRN 206023
- SMF12 Chair of the Remuneration Committee (since 19 Aug 2021)
- SMF13 Chair of the Nominations Committee (22 Apr 2022 to 5 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Jun 2019 to 18 Aug 2021)
AXA PPP Healthcare Limited (no longer approved here)
FRN 202947
- [FCA CF] Manager of certification employee (1 Sep 2019 to 1 Nov 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.