Joanna Martin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Max Recovery Limited (no longer approved here)

    FRN 720206

    • Director of firm who is not a certification employee or a SMF manager (4 Feb 2020 to 10 Jul 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (20 Jul 2018 to 1 Sep 2024)
    • [FCA CF] Manager of certification employee (27 Jul 2017 to 1 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2024)
    • CF30 Customer (20 Apr 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (20 Jul 2018 to 1 Sep 2024)
    • [FCA CF] Manager of certification employee (27 Jul 2017 to 1 Sep 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2024)
    • CF30 Customer (20 Apr 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Jan 2011 to 11 Apr 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 20 May 2008)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.