Joanna Louise Livesey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2022)
    • [FCA CF] Client dealing (since 16 Mar 2022)
    • [FCA CF] Manager of certification employee (16 Mar 2022 to 26 Oct 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (18 Nov 2016 to 18 Nov 2021)
    • [FCA CF] Functions requiring qualifications (19 Apr 2016 to 18 Nov 2021)
    • CF30 Customer (20 Oct 2009 to 2 Apr 2015)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (18 Nov 2016 to 18 Nov 2021)
    • [FCA CF] Functions requiring qualifications (19 Apr 2016 to 18 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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