Joanna Kate Harris

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Material risk taker (28 Jul 2023 to 26 Sep 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 24 Jun 2025)
    • [FCA CF] Material risk taker (1 Feb 2023 to 24 Jun 2025)
    • [PRA CF] Managing a material risk taker (1 Feb 2023 to 24 Jun 2025)
    • Responsible for Insurance Distribution (11 Aug 2022 to 31 Jan 2023)
    • SMF6 Head of Key Business Areas (11 Aug 2022 to 31 Jan 2023)
    • Responsibility for MCD Intermediation (11 Aug 2022 to 31 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 30 Jun 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 24 Jun 2025)
    • SMF6 Head of Key Business Areas (11 Aug 2022 to 31 Jan 2023)
    • Responsible for Insurance Distribution (11 Aug 2022 to 31 Jan 2023)
    • Responsibility for MCD Intermediation (11 Aug 2022 to 31 Jan 2023)
    • [FCA CF] Material risk taker (3 Mar 2017 to 30 Jun 2022)
    • [PRA CF] Managing a material risk taker (3 Mar 2017 to 30 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 30 Jun 2022)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • SMF9 Chair of the Governing Body (7 Apr 2020 to 30 Apr 2023)

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