Joanna Helen Thomas

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • CF30 Customer (28 Aug 2008 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (29 May 2002 to 16 Feb 2004)
    • CF27 Investment Management (29 May 2002 to 16 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.