Joanna Elizabeth Leah Waldron

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Client dealing (since 15 Jul 2020)
    • [FCA CF] Manager of certification employee (15 Jul 2020 to 1 Nov 2024)
    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Client dealing (since 15 Jul 2020)
    • [FCA CF] Manager of certification employee (15 Jul 2020 to 1 Nov 2024)
    • CF30 Customer (26 Feb 2014 to 23 Mar 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
    • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.