Joanna Elizabeth Gliddon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (10 Jun 2010 to 14 May 2014)
- CF30 Customer (2 Jan 2008 to 14 May 2014)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (1 Nov 2007 to 18 Jan 2008)
- CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
Lyn Financial Services Limited (1678) (no longer approved here)
FRN 179802
- (5)Employed By (7 Jul 2004 to 7 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.