Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- [FCA CF] Material risk taker (since 1 Jul 2022)
- SMF12 Chair of the Remuneration Committee (since 17 Jun 2021)
- SMF2 Chief Finance (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (20 Jun 2017 to 8 Dec 2019)
- CF1 Director (20 Jun 2017 to 8 Dec 2019)
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- SMF2 Chief Finance (6 Feb 2021 to 31 Mar 2024)
- [FCA CF] Material risk taker (1 Jan 2021 to 1 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.