Joachim Freiherr Von Der Goltz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 Sep 2021 to 30 Apr 2023)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 13 Sep 2010)
    • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 13 Sep 2010)
    • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.