Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 16 Feb 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 9 Mar 2009)
- CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Mar 2005 to 23 Oct 2006)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 16 Feb 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (6 Sep 2010 to 6 Mar 2016)
- CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Mar 2005 to 23 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.