Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [FCA CF] Manager of certification employee (since 11 Aug 2025)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (11 Mar 2024 to 10 Oct 2024)
- CF30 Customer (3 Nov 2011 to 6 Mar 2016)
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- CF30 Customer (3 Nov 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.