Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (27 Feb 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (27 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (24 Jun 2008 to 9 Sep 2012)
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- CF30 Customer (24 Jun 2008 to 9 Sep 2012)
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- CF30 Customer (24 Jun 2008 to 20 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.