Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (19 Jan 2023 to 20 Dec 2023)
    • [FCA CF] Client dealing (9 Nov 2021 to 20 Dec 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (19 Jan 2023 to 20 Dec 2023)
    • [FCA CF] Client dealing (14 Jun 2019 to 20 Dec 2023)
    • CF30 Customer (17 Dec 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (19 Jan 2023 to 20 Dec 2023)
    • [FCA CF] Client dealing (14 Jun 2019 to 20 Dec 2023)
    • CF30 Customer (17 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.