Jimmy Law

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (8 Feb 2019 to 23 May 2019)
    • CF30 Customer (10 Oct 2018 to 20 Dec 2019)
  • Chapter Place Associates Ltd (no longer approved here)

    FRN 433035

    • Employed By (10 Oct 2018 to 20 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (8 Dec 2016 to 7 Nov 2018)
    • CF30 Customer (15 Dec 2010 to 9 Dec 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Mar 2014 to 6 Mar 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (19 Nov 2007 to 27 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.