Jim W Freeth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • [FCA CF] Client dealing (since 22 Jan 2022)
    • [FCA CF] Material risk taker (since 22 Jan 2022)
    • [FCA CF] Manager of certification employee (22 Aug 2022 to 21 Dec 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.