Jim Kandunias

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

A5 Capital Limited
FRN 1024836
- SMF16 Compliance Oversight (since 25 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2025 to 16 Feb 2026)
Immersion Capital LLP (no longer approved here)
FRN 622858
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jan 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
- CF11 Money Laundering Reporting (23 Oct 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Oct 2014 to 8 Dec 2019)
- CF30 Customer (23 Oct 2014 to 8 Dec 2019)
- CF4 Partner (23 Oct 2014 to 8 Dec 2019)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2002 to 23 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.