Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jul 2025)
    • CF30 Customer (1 Sep 2012 to 8 Dec 2019)
    • CF1 Director (2 Nov 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Nov 2009 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (2 Nov 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Nov 2009 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (15 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.