Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leodis Wealth Limited (no longer approved here)

    FRN 707896

    • [FCA CF] Client dealing (31 Aug 2023 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (31 Aug 2023 to 28 Feb 2025)
    • [FCA CF] Significant management (31 Aug 2023 to 28 Feb 2025)
  • R.A. Cowen & Partners (Financial Services) Limited (no longer approved here)

    FRN 126112

    • CF30 Customer (1 Nov 2007 to 23 Sep 2009)
    • CF1 Director (1 Dec 2001 to 23 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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