Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2021)
    • [FCA CF] Client dealing (since 31 Dec 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Apr 2011 to 31 Dec 2021)
    • CF1 Director (AR) (1 Apr 2011 to 31 Dec 2021)
  • HFMC Wealth Partners LLP (no longer approved here)

    FRN 427640

    • CF30 Customer (2 May 2008 to 18 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.