Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- SMF9 Chair of the Governing Body (since 31 Jul 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jul 2023)
- CF2 Non Executive Director (20 Sep 2019 to 8 Dec 2019)
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Baring Asset Management Limited
FRN 170601
- SMF9 Chair of the Governing Body (since 31 Jul 2023)
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BARINGS (U.K.) LIMITED
FRN 194662
- SMF9 Chair of the Governing Body (since 31 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
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