Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- SMF18 Other Overall Responsibility (since 1 Jan 2025)
- SMF3 Executive Director (18 Oct 2023 to 1 Jan 2025)
- [FCA CF] Manager of certification employee (2 Oct 2023 to 17 Oct 2023)
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Aviva Investors UK Fund Services Limited
FRN 119310
- SMF3 Executive Director (since 1 Jan 2025)
- [FCA CF] Material risk taker (18 Oct 2023 to 31 Dec 2024)
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- [FCA CF] Manager of certification employee (21 Feb 2023 to 1 Oct 2023)
- SMF3 Executive Director (27 Jan 2023 to 29 Mar 2023)
- [FCA CF] Client dealing (12 Feb 2021 to 1 Oct 2023)
- [FCA CF] Significant management (12 Feb 2021 to 20 Feb 2023)
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- SMF3 Executive Director (27 Jan 2023 to 29 Mar 2023)
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- CF30 Customer (25 Sep 2013 to 18 Sep 2017)
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- CF30 Customer (11 Feb 2011 to 27 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2011)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.