Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 14 Jul 2021)
- CF1 Director (AR) (since 28 May 2021)
- CF30 Customer (since 28 May 2021)
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Big Picture Financial Planning LTD
FRN 942496
- Employed By (since 28 May 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2021)
- CF30 Customer (25 Mar 2013 to 1 Jul 2021)
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- CF30 Customer (2 Mar 2010 to 31 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.