Jian Chen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Capital Partners LLP
FRN 439327
- [FCA CF] Client dealing (since 27 Jan 2025)
Point72 Europe (London) LLP (no longer approved here)
FRN 976744
- [FCA CF] Client dealing (9 Jan 2023 to 7 Aug 2024)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Feb 2020)
- [FCA CF] Client dealing (7 Sep 2016 to 1 Feb 2020)
- CF30 Customer (3 Jul 2012 to 28 Jan 2016)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Feb 2020)
- [FCA CF] Client dealing (7 Sep 2016 to 1 Feb 2020)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (24 Dec 2010 to 13 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.