Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [PRA CF] Managing a material risk taker (since 1 Jun 2024)
- [FCA CF] Client dealing (since 15 Nov 2023)
- [FCA CF] Material risk taker (since 15 Nov 2023)
- [FCA CF] Significant management (15 Nov 2023 to 17 Mar 2026)
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- [PRA CF] Significant risk taker or Material risk taker (7 Aug 2020 to 21 Dec 2022)
- [FCA CF] Manager of certification employee (17 Dec 2018 to 26 Mar 2021)
- [FCA CF] Client dealing (16 Nov 2018 to 21 Jun 2023)
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- CF30 Customer (8 Sep 2010 to 6 Mar 2016)
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- CF30 Customer (28 Nov 2007 to 28 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.