Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 1 Jun 2024)
    • [FCA CF] Client dealing (since 15 Nov 2023)
    • [FCA CF] Material risk taker (since 15 Nov 2023)
    • [FCA CF] Significant management (15 Nov 2023 to 17 Mar 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2020 to 21 Dec 2022)
    • [FCA CF] Manager of certification employee (17 Dec 2018 to 26 Mar 2021)
    • [FCA CF] Client dealing (16 Nov 2018 to 21 Jun 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (8 Sep 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (28 Nov 2007 to 28 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.