Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GFI Securities Limited
FRN 184801
- [FCA CF] Manager of certification employee (since 1 Nov 2021)
- [FCA CF] Client dealing (since 1 Nov 2021)
- CF30 Customer (23 Oct 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF1 Director (12 Mar 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Mar 2007 to 13 Mar 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.