Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • CF30 Customer (23 Oct 2014 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF1 Director (12 Mar 2007 to 31 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Mar 2007 to 13 Mar 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.