Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 4 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- CF30 Customer (since 4 Jun 2025)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 29 Jul 2020)
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QUILTER WEALTH LIMITED
FRN 217742
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 22 Jul 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Oct 2011)
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Alpha-Omega Financial Services Ltd
FRN 928939
- (3)Employed By (since 22 Jul 2020)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF22 Investment Adviser (Trainee) (25 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.