Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 30 Jul 2024)
- [FCA CF] Client dealing (since 30 Jul 2024)
- CF1 Director (AR) (since 15 Jun 2024)
- CF30 Customer (since 15 Jun 2024)
-
Ivy Sterling Ltd
FRN 1015039
- (2)Employed By (since 15 Jun 2024)
-
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2020 to 22 Mar 2024)
- SMF3 Executive Director (1 Dec 2020 to 24 Jul 2024)
- SMF16 Compliance Oversight (1 Dec 2020 to 22 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.