Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2025)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (2 Dec 2024 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2024 to 30 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.