Jessica Frances Monica Ground

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital International Limited
FRN 119193
- [FCA CF] Significant management (since 30 Apr 2024)
- [FCA CF] Client dealing (since 21 Sep 2020)
Capital Group UK Management Company Limited
FRN 943758
- SMF3 Executive Director (since 1 Jul 2022)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (1 Nov 2007 to 15 Dec 2017)
- CF27 Investment Management (2 Jun 2004 to 31 Oct 2007)
- CF21 Investment Adviser (25 Oct 2002 to 1 Sep 2006)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (1 Nov 2007 to 15 Dec 2017)
- CF27 Investment Management (2 Jun 2004 to 31 Oct 2007)
- CF21 Investment Adviser (25 Oct 2002 to 1 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.