Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
- [FCA CF] Client dealing (since 13 Nov 2020)
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W1M Asset Management Limited
FRN 143286
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
- [FCA CF] Client dealing (since 13 Nov 2020)
- CF30 Customer (20 Feb 2013 to 15 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.