Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Oberon Investments Limited
FRN 124885
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 10 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 10 Jul 2024)
-
- [FCA CF] Client dealing (31 Mar 2023 to 19 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2023)
- CF30 Customer (24 Aug 2017 to 8 Dec 2019)
-
- CF30 Customer (28 Oct 2015 to 19 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.