Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 10 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (31 Mar 2023 to 19 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2023)
    • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (28 Oct 2015 to 19 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.