Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (16 Oct 2024 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (16 Oct 2024 to 28 Feb 2025)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2022)
    • CF30 Customer (30 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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