Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- SMF24 Chief Operations (since 1 Apr 2026)
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Morgan Stanley & Co. International Plc
FRN 165935
- SMF24 Chief Operations (since 1 Apr 2026)
- [FCA CF] Material risk taker (since 18 Oct 2021)
- [FCA CF] Manager of certification employee (since 7 Sep 2016)
- [FCA CF] Client dealing (7 Sep 2016 to 7 Jun 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
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Morgan Stanley Bank International Limited
FRN 195430
- SMF24 Chief Operations (since 1 Apr 2026)
- [FCA CF] Material risk taker (since 8 Jun 2022)
- [FCA CF] Manager of certification employee (since 8 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
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