Jesse Aaron Schulman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL SYSTEMATICS LTD.

    FRN 472818

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (21 Feb 2012 to 31 Jan 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Oct 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Oct 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Oct 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF1 Director (16 Oct 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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