Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Aug 2015)
    • CF30 Customer (since 17 Dec 2013)
    • Employed By (since 19 Aug 2015)
  • Equilibrium Wealth Management Limited (no longer approved here)

    FRN 182132

    • (10)Employed By (27 Sep 2005 to 29 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.