Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (22 Jan 2024 to 18 Aug 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (15 Oct 2021 to 23 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Oct 2018 to 15 Jul 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (391)Employed By (2 Oct 2018 to 15 Jul 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Jul 2008 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Sep 2006 to 27 Sep 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 28 May 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 15 Jul 2008)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.