Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
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- [FCA CF] Functions requiring qualifications (22 Jan 2024 to 18 Aug 2024)
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- [FCA CF] Functions requiring qualifications (15 Oct 2021 to 23 Oct 2023)
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- CF30 Customer (2 Oct 2018 to 15 Jul 2019)
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- (391)Employed By (2 Oct 2018 to 15 Jul 2019)
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- CF30 Customer (8 Jul 2008 to 6 Mar 2016)
- CF21 Investment Adviser (14 Sep 2006 to 27 Sep 2007)
- CF22 Investment Adviser (Trainee) (12 Sep 2002 to 28 May 2003)
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- CF30 Customer (1 Nov 2007 to 15 Jul 2008)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.