Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF28 Systems and controls (1 Nov 2007 to 13 Mar 2009)
    • CF14 Risk Assessment (12 Sep 2005 to 31 Oct 2007)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF28 Systems and controls (1 Nov 2007 to 13 Mar 2009)
    • CF14 Risk Assessment (16 Nov 2006 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF14 Risk Assessment (4 Dec 2003 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.