Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (17 May 2017 to 2 Dec 2021)
- [FCA CF] Manager of certification employee (25 Apr 2016 to 2 Dec 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Dec 2021)
- CF30 Customer (21 Nov 2007 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (25 Apr 2016 to 2 Dec 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 2 Dec 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Dec 2021)
- CF30 Customer (21 Nov 2007 to 6 Mar 2016)
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- CF26 Customer Trading (16 May 2006 to 2 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.