Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (6 Aug 2018 to 15 Jun 2023)
    • [FCA CF] Material risk taker (6 Aug 2018 to 10 Feb 2020)
    • CF30 Customer (3 Oct 2012 to 18 Jun 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (6 Aug 2018 to 15 Jun 2023)
    • CF30 Customer (3 Oct 2012 to 18 Jun 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 23 Apr 2012)
    • CF21 Investment Adviser (23 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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