Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 15 Sep 2022)
- [FCA CF] Manager of certification employee (since 4 Nov 2021)
- [FCA CF] Client dealing (since 24 Oct 2017)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (19 Sep 2018 to 9 Oct 2021)
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- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
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