Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Balderton Capital (UK) LLP (no longer approved here)

    FRN 401005

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (20 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jul 2004 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Jul 2004 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.