Jerome Etienne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
    • [PRA CF] Managing a material risk taker (since 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2025)
    • [FCA CF] Client dealing (since 20 Oct 2025)
    • [FCA CF] Material risk taker (since 20 Oct 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (9 Sep 2024 to 29 Jul 2025)
    • [FCA CF] Client dealing (5 Oct 2023 to 29 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Dec 2016 to 4 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

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