Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 16 May 2023)
    • CF1 Director (AR) (since 12 Aug 2022)
    • CF30 Customer (since 12 Aug 2022)
    • (1)Employed By (since 12 Aug 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 7 Jun 2023)
    • CF21 Investment Adviser (28 Sep 2002 to 31 Oct 2007)
    • CF1 Director (AR) (28 Sep 2002 to 31 May 2006)
  • Falcon Financial Advice Limited (no longer approved here)

    FRN 401814

    • (68)Employed By (30 Sep 2004 to 15 Aug 2011)
  • Lighthouse IFA (Square Mile) Ltd (no longer approved here)

    FRN 218932

    • (11)Employed By (28 Sep 2002 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.