Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 16 May 2023)
- CF1 Director (AR) (since 12 Aug 2022)
- CF30 Customer (since 12 Aug 2022)
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DJ Financial Services (London) Ltd
FRN 970836
- (1)Employed By (since 12 Aug 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2023)
- CF30 Customer (1 Nov 2007 to 7 Jun 2023)
- CF21 Investment Adviser (28 Sep 2002 to 31 Oct 2007)
- CF1 Director (AR) (28 Sep 2002 to 31 May 2006)
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- (68)Employed By (30 Sep 2004 to 15 Aug 2011)
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- (11)Employed By (28 Sep 2002 to 16 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.