Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 6 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2020)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
    • SMF18 Other Overall Responsibility (since 6 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 31 Dec 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • SMF22 Other Local Responsibility (since 6 Feb 2026)
    • SMF3 Executive Director (since 6 Feb 2026)
    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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