Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- SMF18 Other Overall Responsibility (since 31 Jul 2025)
- [FCA CF] Client dealing (7 Nov 2023 to 31 Jul 2025)
- [FCA CF] Manager of certification employee (7 Nov 2023 to 31 Jul 2025)
- [FCA CF] Material risk taker (7 Nov 2023 to 31 Jul 2025)
- [FCA CF] Significant management (7 Nov 2023 to 31 Jul 2025)
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- CF21 Investment Adviser (10 Sep 2004 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.